Conference Call on NTM 10-22 Considered “Fresh, Excellent Takeaways”

The Investment Program Association (IPA) hosted a Webinar on June 15th, 2010 on THE YEAR OF DUE DILIGENCE, CLARIFIED.  Wayne Souza from Walton Group moderated a question and answer session with a distinguished panel of experts on what Regulation Notice 10-22 issued by FINRA in April means to sponsors, due diligence firms and broker dealers.  Michael Pagano of 1st Global, Joseph Price from FINRA and Todd Snyder from Snyder Kearney LLC  answered questions about Regulation D offerings and how the new Notice 10-22 impacts current and future offerings.  Several key elements and phrases in the Notice were clarified by Joe Price from FINRA which allowed Todd Snyder and Michael Pagano an opportunity to discuss adoption implications and protocols.

Over 150 members called into the webinar. Here are two of the quotes after the conference call from participants:

“I enjoyed some excellent “takeaways”…the “fiduciary” issues addressed and Joe Price’s discussion on due diligence..all around excellent job”

“… topics such as this are important and fresh.  Need to keep them relevant and current in the industry.”

If you weren’t able to participate, click here to have the 60 minute replay sent to you.