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Recent Panel on Financial Reform Addresses Legal and Regulatory Implications of Dodd-Frank Act

Recent Panel on Financial Reform Addresses Legal and Regulatory Implications of Dodd-Frank Act

The IPA hosted a Financial Reform Discussion webinar on Thursday, August 19, 2010. Panelists included Deborah Froling, Partner of Arent Fox LLP; Richard Paley, General Counsel and Chief Compliance Officer of Carey Financial, LLC; Michael Choate, Shareholder of Shefsky & Froelich; and David Baum, Partner of Alston & Bird LLP. The call was moderated by [...]

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Conference Call Series: Financial Reform Bill

Conference Call Series: Financial Reform Bill

SAVE THE DATE Thursday, August 19th, 2010 12pm – 1pm Eastern TOPIC: FINANCIAL REFORM BILL Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 Please join us and hear a panel of industry experts discuss the legal and regulatory implications of this bill. Key topics will include: Accredited Investor Guideline Clarification Advisor Licensing Rule [...]

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Recent Panel on Oil and Gas Addresses Critical Industry Issues

Recent Panel on Oil and Gas Addresses Critical Industry Issues

The IPA hosted an Oil & Gas Industry conference call on Thursday, July 15, 2010.  Panelists included Lee Fuller, Senior Vice President – Government Relations for the Independent Petroleum Association of America; Kenny Lang, President and Chief Operating Officer of Ridgewood Energy; Brett Loflin, Director of Regulatory Compliance for Atlas Energy Resources; and Mike Stophlet, Chief Operations [...]

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IPA Industry Conferences: Oil & Gas Environmental Safety & Legislative Matters

IPA Industry Conferences: Oil & Gas Environmental Safety & Legislative Matters

Save the Date – Thursday, July 15th, 2010 12pm – 1pm Eastern The recent Gulf oil spill has put a new focus on safety and regulation. How will this impact the Oil and Gas Industry? Join Lee Fuller – Senior Vice President – Government Relations for the Independent Petroleum Association of America (IPAA) and other [...]

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Conference Call on NTM 10-22 Considered “Fresh, Excellent Takeaways”

Conference Call on NTM 10-22 Considered “Fresh, Excellent Takeaways”

The Investment Program Association (IPA) hosted a Webinar on June 15th, 2010 on THE YEAR OF DUE DILIGENCE, CLARIFIED.  Wayne Souza from Walton Group moderated a question and answer session with a distinguished panel of experts on what Regulation Notice 10-22 issued by FINRA in April means to sponsors, due diligence firms and broker dealers.  Michael Pagano [...]

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