Members and Friends –
The IPA supports the FINRA360 initiative to evaluate various aspects of its operations and programs to identify opportunities to more effectively further its mission. Specifically, FINRA RN 17-14 requested recommendations to improve the information provided to investors to assist decision making in regards to asset classes and investment strategy and further stimulate efficient capital formation.
On Friday, the IPA submitted comments in response to FINRA RN 17-14.
I would like to personally thank Peter Fass, Michael Choate, Jason Goode and Howard Hirsch for their leadership in drafting this comment letter. We will continue to keep members informed as the FINRA360 initiative continues.
President and Chief Executive Officer
Investment Program Association