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On April 18, 2018, the U.S. Securities and Exchange Commission (SEC) proposed a rulemaking package on standards of conduct for broker-dealers and investment advisers. Your voice is invaluable in supporting the SEC’s efforts to finalize this rulemaking. By clicking the button below, you can send a form letter directly to the SEC.

The IPA is also submitting a detailed comment letter on our members’ behalf, but we separately encourage each of you, as financial services professionals, businesses and market participants to make your voice heard. The comment deadline is Tuesday, August 7, 2018.

Thank you for your support of this important initiative!

Anya Coverman
SVP, Government Affairs & General Counsel