ADVOCACY
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Comment Letters
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comment letters
Addressing critical legislative and regulatory issues impacting alternative investments
Below you can view and download comment letters that reflect our industry’s feedback and insights on key legislative and regulatory issues. Browse through the letters to gain a deeper understanding of the issues at hand and the collective viewpoints of IPA’s community.
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IPA Comment Letters 2024
IPA Letter to President-Elect Trump: Support Main Street Investors and Strengthen America’s Capital Markets - (11/22/2024)
IPA Joins Coalition Comment Letter on Draft Annuity Best Interest Regulatory Guidance - (11/8/2024)
IPA Delivers Letter to Republican Leadership on the House Ways and Means Committee Outlining High-Level Tax Policy Priorities for 2025 - (10/15/2024)
IPA Submits Comment Letter to Ohio Securities Division on Registration by Qualification Proposal – (5/3/24)
IPA Supports House and Senate Resolutions of Disapproval under the Congressional Review Act to Invalidate the Final DOL Rule and Related Exemptions (5/15/24)
IPA joins Innovation Coalition Statement for the Record on House Ways and Means Hearing on “Expanding on the Success of the 2017 Tax Relief to Help Hardworking Americans” (4/11/24)
IPA Joins Coalition Supporting Ohio SB 199 – (4/19/24)
IPA Joins Coalition Letter on Like-Kind Exchange Budget Proposal – (4/10/24)
IPA Submits Comment Letter to Department of Labor’s Proposed “Retirement Security Rule: Definition of an Investment Advice Fiduciary” and related prohibited transaction amendments – (1/2/24)
IPA Comment Letters 2023
IPA Submits Comment Letter to FINRA on Proposed Changes to Rule 2210 – (12/15/23)
IPA Submits Comment Letter to NASAA on Proposed Revisions to Broker-Dealer Model Rule – (12/4/23)
IPA and the Joint Trades Coalition Submits Comment Letter to NASAA on Proposed Revisions to Broker-Dealer Model Rule – (12/4/23)
Joint Trades Coalition Submits Comment Letter to Department of Labor Requesting More Time for Meaningful Analysis and Comment – (11/8/23)
IPA Submits Comment Letter to Ohio Securities Division on Registration by Qualification Proposal – (10/31/23)
Joint Trades Coalition Submits Comment Letter to Ohio Securities Division on Registration by Qualification Proposal – (10/31/23)
IPA Submits Comment Letter to the SEC on Conflicts of Interest and Predictive Data Analytics Proposal – (10/10/23)
Joint Coalition Letter to SEC on Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker- Dealers and Investment Advisers – (9/19/23)
Joint Coalition Letter to the SEC on the Negative Impacts of the Safeguarding Proposal on Investors, Market Participants, and the Financial Markets – (9/12/23)
Joint Coalition Letter to SEC on Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers Proposal – (9/11/23)
Industry Coalition Letter Extension Request on SEC Predictive Data Analytics Proposal – (8/15/23)
IPA Submits Letter to FINRA on Regulatory Notice 23-09 – (8/7/23)
IPA Submits Letter to House Financial Services Committee in Support of H.R. 2627 – (5/24/23)
IPA Submits Letter to House Financial Services Committee on Markup of Legislation – (4/26/23)
IPA Submits Comment Letter to Ohio Securities Division on Proposed Amendments to Rule 1301:6-3-09 Registration by Qualification – (4/12/23)
IPA Submits Supplemental Comment Letter to Ohio Securities Division on Rule 1301:6-3-09 Registration by Qualification – (2/28/23)
Industry Coalition Supplemental Comment Letter to Ohio Securities Division on Rule 1301:6-3-09 Registration by Qualification – (2/28/23)
Industry Coalition Letter to Members of Congress on IRS Proposed Look-Through Rule – (3/1/23)
IPA Submits Comment Letter to IRS on FIRPTA and Proposed Regulations Impacting the Determination of Domestically Controlled REIT Status – (2/27/23)
Industry Coalition Letter to Treasury on FIRPTA and Section 892 Proposed Regulations – (2/27/23)
IPA Submits Comment Letter to Ohio Securities Division on Ohio Division of Securities Rule 1301:6-3-09 Registration by Qualification – (2/3/23)
Industry Coalition Comment Letter to Ohio Securities Division on Ohio Division of Securities Rule 1301:6-3-09 Registration by Qualification – (2/3/23)
IPA Comment Letters 2022
Industry Coalition Comment Letter to DOL on the Independent Contractor Classification Proposal – (12/13/22)
Industry Coalition Letter to IRS to Extend Remote Notarization – (11/30/22)
IPA Submits Comment Letter on NASAA’s Proposed Revisions to the Form U-1 – (10/22/22)
IPA Submits Comment Letter to NASAA on Proposed Revisions to REIT Guidelines – (9/12/22)
Real Estate Industry Coalition Letter to NASAA on Proposed Revisions to REIT Guidelines – (9/12/22)
Financial Services Industry Coalition Letter to NASAA on Proposed Revisions to REIT Guidelines – (9/12/22)
Retirement Industry Coalition Letter to NASAA on Proposed Revisions to REIT Guidelines – (9/12/22)
IPA Submits Comment Letter to SEC on Climate-Risk Disclosure Proposal – (6/17/22)
Industry Coalition Letter to SEC on Climate-Risk Disclosure Proposal – (6/13/22)
IPA/DCALTA Coalition Letter In Support of Retirement Savings Modernization Act – (5/12/22)
IPA Submits Comment Letter to Ohio Securities Division on Revised Rule 1301:6-3-09 – (5/9/22)
IPA Submits Comment Letter to FINRA on Regulatory Notice 22-08 (Complex Products) – (5/9/22)
Industry Coalition Letter to SEC on Extension to Climate-Risk Disclosure Proposal – (4/14/22)
Industry Coalition Letter to SEC on Length of Comment Periods – (4/5/22)
IPA Submits Comment Letter to SEC on Share Repurchase Disclosure Modernization Proposal – (3/28/22)
Industry Coalition Letter to OMB on DOL NPRM – PTE Procedure Extension – (3/24/22)
Industry Coalition Letter to DOL on DOL NPRM – PTE Procedure Extension – (3/23/22)
Industry Coalition Letter in Support of the “Economic Continuity and Stability Act” (LIBOR) – (2/28/22)
IPA Comment Letters 2021
Industry Coalition Letter in Support H.R. 4616, the “Adjustable Interest Rate (LIBOR) Act” – (12/7/21)
IPA Submits Comment Letter to Rep. Maloney on PRIA Act of 2021 – (10/26/21)
IPA Submits Comment Letter to Chairman Richard Neal on Sec 138312 – (9/15/21)
Industry Coalition Letter to Senate Finance/House Ways & Means on Budget Reconciliation – (9/7/21)
Industry Coalition Letter to Sen. Kennedy on 1031 Budget Amendment – (8/20/21)
IPA Submits Comment Letter to Ohio Rep. Jean Schmidt on Securities Division Letter – (3/29/21)
IPA Submits Comment Letter to Ohio on Securities Division Rule Review – (3/21/21)
IPA Submits Coalition Letter to Senate Finance and House Ways and Means Committee Chair and Ranking Members Supporting Like-Kind Exchanges – (3/16/21)
IPA Submits Coalition Letter to Treasury Secretary Janet Yellen Supporting Like-Kind Exchange – (3/16/21)
EIG OZ Coalition Comment Letter on CRA ANPR – (2/16/21)
IPA Submits Comment Letter to SEC on FINRA Proposed Rule Change Relating to Private Placement Filer Form Under FINRA Rules 5122 and 5123 – (1/27/21)
IPA Letter to Ohio Securities Division on Use of Gross Offering Proceeds to Fund Distributions – (1/19/2021)