ADVOCACY
Library &
Comment Letters
.avif)
comment letters
Addressing critical legislative and regulatory issues impacting alternative investments
Below you can view and download comment letters that reflect our industry’s feedback and insights on key legislative and regulatory issues. Browse through the letters to gain a deeper understanding of the issues at hand and the collective viewpoints of IPA’s community.
Filter by years
IPA Comment Letters 2024
IPA Submits Comment Letter to Ohio Securities Division on Registration by Qualification Proposal – (5/3/24)
IPA Supports House and Senate Resolutions of Disapproval under the Congressional Review Act to Invalidate the Final DOL Rule and Related Exemptions (5/15/24)
IPA joins Innovation Coalition Statement for the Record on House Ways and Means Hearing on “Expanding on the Success of the 2017 Tax Relief to Help Hardworking Americans” (4/11/24)
IPA Joins Coalition Supporting Ohio SB 199 – (4/19/24)
IPA Joins Coalition Letter on Like-Kind Exchange Budget Proposal – (4/10/24)
IPA Submits Comment Letter to Department of Labor’s Proposed “Retirement Security Rule: Definition of an Investment Advice Fiduciary” and related prohibited transaction amendments – (1/2/24)
IPA Comment Letters 2023
IPA Submits Comment Letter to FINRA on Proposed Changes to Rule 2210 – (12/15/23)
IPA Submits Comment Letter to NASAA on Proposed Revisions to Broker-Dealer Model Rule – (12/4/23)
IPA and the Joint Trades Coalition Submits Comment Letter to NASAA on Proposed Revisions to Broker-Dealer Model Rule – (12/4/23)
Joint Trades Coalition Submits Comment Letter to Department of Labor Requesting More Time for Meaningful Analysis and Comment – (11/8/23)
IPA Submits Comment Letter to Ohio Securities Division on Registration by Qualification Proposal – (10/31/23)
Joint Trades Coalition Submits Comment Letter to Ohio Securities Division on Registration by Qualification Proposal – (10/31/23)
IPA Submits Comment Letter to the SEC on Conflicts of Interest and Predictive Data Analytics Proposal – (10/10/23)
Joint Coalition Letter to SEC on Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker- Dealers and Investment Advisers – (9/19/23)
Joint Coalition Letter to the SEC on the Negative Impacts of the Safeguarding Proposal on Investors, Market Participants, and the Financial Markets – (9/12/23)
Joint Coalition Letter to SEC on Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers Proposal – (9/11/23)
Industry Coalition Letter Extension Request on SEC Predictive Data Analytics Proposal – (8/15/23)
IPA Submits Letter to FINRA on Regulatory Notice 23-09 – (8/7/23)
IPA Submits Letter to House Financial Services Committee in Support of H.R. 2627 – (5/24/23)
IPA Submits Letter to House Financial Services Committee on Markup of Legislation – (4/26/23)
IPA Submits Comment Letter to Ohio Securities Division on Proposed Amendments to Rule 1301:6-3-09 Registration by Qualification – (4/12/23)
IPA Submits Supplemental Comment Letter to Ohio Securities Division on Rule 1301:6-3-09 Registration by Qualification – (2/28/23)
Industry Coalition Supplemental Comment Letter to Ohio Securities Division on Rule 1301:6-3-09 Registration by Qualification – (2/28/23)
Industry Coalition Letter to Members of Congress on IRS Proposed Look-Through Rule – (3/1/23)
IPA Submits Comment Letter to IRS on FIRPTA and Proposed Regulations Impacting the Determination of Domestically Controlled REIT Status – (2/27/23)
Industry Coalition Letter to Treasury on FIRPTA and Section 892 Proposed Regulations – (2/27/23)
IPA Submits Comment Letter to Ohio Securities Division on Ohio Division of Securities Rule 1301:6-3-09 Registration by Qualification – (2/3/23)
Industry Coalition Comment Letter to Ohio Securities Division on Ohio Division of Securities Rule 1301:6-3-09 Registration by Qualification – (2/3/23)